Webinar Replay: The SEC Marketing Rule Demystified:

RIA Strategies for Compliance

Watch the Webinar Replay:

  Are you ready for this?

Smart and reliable compliance processes are non-negotiable, but how firms approach their marketing will be the catalyst for success or failure. In our recent webinar, marketing superstar Diana Cabrices joined Smartria CEO Patrick Hunt and Wealthtender CEO Brian Thorp to break down the SEC Marketing Rule.

Watch the replay to learn tips and strategies that will ensure your firm comes out on top, minimizing any SEC violations and staying always-audit-ready with a tool like Smartria at your back.

By watching the replay, you'll gain:

  • Marketing ideas for instant implementation at your firm
  • Realistic processes inspired by Smartria’s intelligent compliance solutions
  • Speed to market strategies that incorporate powerful growth-tech like Wealthtender

Don't miss out on these valuable insights. Watch the recap now!

Our Speakers:

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